Moore & Bruce, LLP advises with respect to all aspects of federal and state securities laws. This includes advising companies on how to raise initial capital and conduct subsequent private offerings, taking companies public, and advising public companies on their continuing obligations under the federal securities laws.  Our attorneys have advised companies with respect to venture capital and public offerings large and small.

The Firm's attorneys have assisted in the preparation of private offering documents and Securities and Exchange Commission (SEC) registration statements for more than 200 companies, including high technology companies, banks and mutual funds.  We have advised clients with respect to the new corporate governance requirements of the Sarbanes-Oxley Act of 2002.

We also have experience in organizing and advising financial institutions. This includes mutual funds, investment advisers, broker-dealers, and banks. We have recently advised such institutions with respect to their expanded responsibilities regarding anti-money laundering and other matters resulting from the USA Patriot Act.

Our goal is to help our clients comply with the law.  However, because of the complexities of the securities laws, even the most well-intentioned of companies may find themselves the subject of a government investigation or enforcement action.  In this respect that we have substantial experience in resolving such actions in a favorable manner.

Disputes and Financial Services.